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Transactions Summary of Financing Transactions for which Charles E. Carpenter, a Professional Corporation Delivered an Approving Opinion as Bond Counsel, Issuer's Counsel, Owner's Counsel or as Counsel to the Underwriters 1992-2008 as of May 28, 2008
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| |
| U - Underwriters' Counsel |
B - Bond Counsel |
| Co-U - Co-Underwriters' Counsel |
Co-B - Co Bond Counsel |
| SC – Sponsor's Counsel |
OC - Owner's 501(C)(3) Counsel |
| IC - Issuer's Counsel |
Co-SC – Co Swap Counsel |
|
| Feb-92 |
City of Memphis - Electric System Revenue Refunding Bonds, Series '92 |
$122,445,000 |
Co-U |
| Jul-92 |
Memphis Shelby County Airport Authority Special Facility FEDEX Revenue Refunding Bonds, Series '92 |
$95,770,000 |
U |
| Oct-92 |
City of Memphis - Water Division Revenue Bond, Series 1992A |
$20,000,000 |
|
| Dec-92 |
City of Memphis - Electric Division Revenue Refunding Bond, Series '92A |
$45,505,000 |
U |
| Mar-93 |
Tennessee State School Bond Authority Higher Education Facility Bond Anticipation Note, Series 1993A |
$18,770,000 |
U |
| Mar-93 |
City of Memphis General Improvement Bond, Series '93 |
$40,000,000 |
B |
| Apr-93 |
City of Memphis Sanitary Sewerage System Revenue & Revenue Refunding Bond, Series 1993 |
$21,755,000 |
U |
| Jun-93 |
Memphis Shelby County Airport Authority - Airport Revenue Refunding Bond, Series '93 |
$46,920,000 |
U |
| Jun-93 |
Shelby County Tennessee General Obligation Refunding Bond, Series 1993A |
$77,005,000 |
U |
| Jul-93 |
Memphis Shelby County Airport Revenue Bond, Series 1993 |
$45,000,000 |
U |
| Jul-93 |
City of Memphis - Water Division Revenue Refunding Bond, Series '93 |
$31,550,000 |
U |
| Aug-93 |
Memphis Shelby County Airport Authority - Airport Revenue Refunding Bond, Series '93A |
$16,505,000 |
U |
| Aug-93 |
Memphis Shelby County Airport Authority - Airport Revenue Refunding Bond, Series '93B |
$30,630,000 |
Co-U |
| Sep-93 |
City of Memphis - Sanitary Sewerage System Revenue Refunding Bond, Series 1993A |
$14,805,000 |
U |
| Sep-93 |
City of Memphis General Improvement Refunding Bond Series 1993 |
$24,455,000 |
B |
| Oct-93 |
City of Memphis - Electric System Revenue Refunding Bond, Series '93 |
$56,810,000 |
U |
| Dec-93 |
City of Memphis General Improvement Refunding Bd. Series 1993A |
$48,996,000 |
U |
| Apr-94 |
City of Memphis General Improvement Bond, Series 94 |
$50,000,000 |
Co-B |
| Oct-94 |
City of Memphis - Sanitary Sewerage System Revenue Bond, Series 1994 |
$20,000,000 |
U |
| Aug-95 |
City of Memphis - Airport General Improvement Refunding Bond, Series 1995A |
$26,200,000 |
U |
| Aug-95 |
City of Memphis - Airport General Obligation Refunding Bond, Series 1995B |
$13,500,000 |
U |
| Aug-95 |
City of Memphis General Improvement Bond, Series 95 |
$60,000,000 |
B |
| Jan-96 |
The Health Educational and Housing Facility Board of the County of Shelby, TN Multifamily Housing Revenue Refunding Bond, Series 1995 A,B,C CME-Harbour Apartment Affordable Housing Project |
$9,535,000 |
OC |
| Mar-96 |
City of Memphis - Sanitary Sewerage System Revenue Bond, Series 1996 |
$20,000,000 |
U |
| Jul-96 |
City of Memphis General Improvement Bond, Series - 96 |
$61,160,000 |
Co-B |
| Jul-96 |
City of Memphis Capital Outlay Notes, Series 1996 |
$14,950,000 |
U |
| Aug-96 |
City of Memphis General Improvement Refunding Bond |
$50,130,000 |
U |
| Aug-96 |
City of Memphis General Improvement Refunding Bond Series 1996 |
$50,130,000 |
U |
| Nov-96 |
Memphis Shelby County Airport Authority - Revenue Variable Rate Series 96C Demand Series 96 A-B, Taxable |
$136,500,000 |
U |
| Dec-96 |
The Health Educational and Housing Facility Board of the County of Shelby, Tennessee Multifamily Housing Revenue Bond, Series 1996 A,B,C,& D CME-The Corners Apartment Project |
$3,500,000 |
OC |
| Mar-97 |
The Health Educational and Housing Facility Board of the County of Shelby, TN Multifamily Housing Revenue Bond, Series CME-Raleigh Woods Apartment Project |
$1,900,000 |
OC |
| May-97 |
City of Memphis General Improvement Revenue Bond, Series '97 |
$11,055,000 |
U |
| Jun-97 |
City of Memphis General Improvement Refunding Bond, Series 98 |
$19,290,000 |
U |
| Jul-97 |
Memphis Shelby County Airport Authority -Special Facility (FEDEX) Revenue Refunding Bond, Series 97 |
$20,105,000 |
U |
| Jul-97 |
City of Memphis General Improvement Bond, Series 97 |
$70,000,000 |
Co-B |
| Nov-97 |
Memphis Shelby County Airport Authority - Airport Revenue Refunding Bond, Series 97A |
$43,805,000 |
U |
| Feb-98 |
City of Memphis (Shelby County) Sanitary Sewerage System Revenue Bond, Series '98 |
$20,000,000 |
U |
| Apr-98 |
City of Memphis General Improvement Refunding Bond, Series '98 |
$19,290,000 |
U |
| May-98 |
City of Memphis Capital Outlay Notes, Series '98 |
$4,500,000 |
B |
| Jul-98 |
City of Memphis General Improvement Bond,Series |
$89,190,000 |
Co-B |
| Jul-98 |
Rhodes College, Educational Facility Revenue Refunding & Improvement Bond |
$13,000,000 |
U |
| Aug-98 |
Louisiana Housing Finance Multi-Housing Revenue Bond, Series 1998 A,B,C & D CME-Southside Villa Apartment Project |
$4,500,000 |
OC |
| Sep-98 |
City of Memphis General Improvement Refunding Bond, Series '98A |
$81,045,000 |
U |
| Oct-98 |
The Health Educational and Housing Facility Board of the County of Shelby, TN Multifamily Housing Revenue Bond, Series 1998 A,B,C,D CME-Memphis Apartments Project Four Stones Properties,Inc.(Knightway Apts, Lexington, Charter Oaks & Danville Apts) |
$25,650,000 |
OC |
| Dec-98 |
City of Memphis-Water Division Revenue Refunding Bond, Series 98 |
$12,575,000 |
B |
| Jan-99 |
City of Memphis Capital Outlay Notes, Series 98A |
$3,370,000 |
B |
| Jan-99 |
City of Memphis General Improvement Refunding Bond, Series 1999 |
$42,290,000 |
U |
| Feb-99 |
Industrial Development Authority of Jackson County, MO - Multifamily Housing Revenue Bond, Series 1999 A,B,C CME - Santa Fe Village Apartment Project |
$6,040,000 |
OC |
| Feb-99 |
City of Memphis (Shelby County) General Obligation Refunding Bond, Series 1999B |
$60,765,000 |
U |
| Mar-99 |
City of Memphis - The Health Educational and Housing Facility Board of the City of Memphis, TN - Middle Income Down Payment Assistance Program Note, Series 1999 |
$1,500,000 |
B |
| May-99 |
Industrial Development Authority of Jackson County, MO - Multifamily Housing Revenue Bond, Series 1999 A,B,C, & D CME-Stonegate Meadows Apartments Project |
$12,880,000 |
OC |
| May-99 |
The Health Educational and Housing Facility Board of the County of Shelby, Tennessee Multifamily Housing Revenue Bond, Series 1999 A,B,C CME-Jackson Avenue Affordable Housing Project |
$6,420,000 |
OC |
| May-99 |
City of Memphis General Improvement Bond, Series 1999A |
$70,000,000 |
Co-B |
| Aug-99 |
The Health Educational and Housing Facility Board of the County of Shelby, TN - GNMA Single Family Meeting Revenue Bond, Series 1999 |
$50,000,000 |
SC |
| Sep-99 |
Memphis-Shelby County Airport Authority Airport Refunding Revenue Bonds
Variable Rate Demand Series 1999A
|
$67,800,000 |
U |
| Nov-99 |
Memphis Shelby County Airport Authority Airport Revenue Bonds, Series 1999D |
$238,400,000 |
U |
| Nov-99 |
Memphis Shelby County Airport Authority Airport Refunding Revenue Bond, Series 1999E |
$6,730,000 |
U |
| Apr-00 |
City of Memphis General Improvement Bond, Series 2000 |
$140,000,000 |
B |
| Jun-00 |
Rhodes College, Educational Facility Revenue Bond, Series 2000 (H.E. & H.F.B.) |
$15,465,000 |
U |
| Jun-00 |
City of Memphis Sanitary Sewerage System Revenue Bond, Series 2000 |
$20,000,000 |
B |
| Jun-00 |
City of Memphis Capital Outlay Notes, Series 2000 |
$3,100,000 |
B |
| Jan-01 |
City of Memphis Sanitary Sewerage System Revenue Refunding Bond, Series 2001 |
$20,795,000 |
U |
| Apr-01 |
City of Memphis General Obligation Commercial Paper |
$150,000,000 |
Co-B |
| May-01 |
The Health Educational and Housing Facility Board of the County of Shelby, Tennessee Youth Village |
$13,500,000 |
U |
| Jun-01 |
Memphis Shelby County Airport Authority Airport Revenue Bond, Series 2001 |
$164,240,000 |
U |
| Aug-01 |
Memphis Light Gas & Water Division Revenue Refunding Bond, Series 2001 |
$18,135,000 |
B |
| Nov-01 |
Shelby County, Tennessee General Obligation Refunding Bonds 2001, Series B |
$20,205,000 |
U |
| Nov-01 |
City of Memphis General Improvement Refunding Bond, Series 2001 |
$92,985,000 |
U |
| Dec-01 |
Shelby County, Tennessee Capital Outlay Extendible Municipal Commercial Paper (EMCP) Notes 2001, Series A |
$149,000,000 |
U |
| Dec-01 |
Memphis Shelby County Airport Authority (Federal Express) Special Facilities Revenue Refunding Bonds, Series 2001 |
$87,875,000 |
U |
| Mar-02 |
City of Memphis Sanitary Sewerage System Revenue Bonds, Series 2002 |
$25,000,000 |
U |
| May-02 |
Memphis - Shelby County Sports Authority, Inc. Sports Authority Revenue Bonds Series A & B (Arena Project) [2002] |
$202,290 |
U |
| Jun-02 |
City of Memphis General Improvements Bonds Series 2002 |
$170,000,000 |
Co-B |
| Jun-02 |
Memphis Shelby County Airport Authority (Federal Express) Memphis Shelby County Airport Authority Special Facilities Revenue Refunding Bonds, Series 2002 |
$95,770,000 |
U |
| Sep-02 |
City of Memphis - Electric Electric System Revenue Refunding Bonds Series 2002 |
$41,625,000 |
U |
| Sep-02 |
City of Memphis Sanitary Sewerage System Revenue Refunding Bonds Series 2002 |
$22,805,000 |
U |
| Sep-02 |
City of Memphis General Improvement Refunding Bonds Series 2002 |
$24,040,000 |
U |
| Oct-02 |
The Health, Educational and Housing Facility Board of the County of Shelby, Tennessee Variable Rate Demand Revenue Bonds (Memphis University School Project) Series 2002 |
$11,520,000 |
U |
| Nov-02 |
The Health, Educational and Housing Facility Board of the County of Shelby, Tennessee Variable Rate Demand Revenue Bonds & Taxable Variable Rate Demand Bonds 2002A & 2002B |
$6,000,000 |
IC |
| Dec-02 |
The Health, Educational and Housing Facility Board of the City of Memphis, Tennessee Variable Rate Demand Bonds, Series 2000 & Variable Rate Housing Revenue Note, Series 2002 |
$15,000,000 |
IC |
| Dec-02 |
The Health, Educational and Housing Facility Board of the City of Memphis, Tennessee Multifamily Mortgage Revenue Refunding Bonds-Edgewater, Series 2002A & Taxable Series 2002B |
$15,440,000 |
IC |
| Dec-02 |
Memphis Shelby County Airport Authority Memphis-Shelby County Airport Authority Airport Revenue Refunding Bonds, Series 2002 |
$23,150,000 |
U |
| Jan-03 |
Memphis Shelby County Airport Authority Airport Revenue Refunding Bonds, Series 2003A |
$21,030,000 |
U |
| Feb-03 |
City of Jackson, Mississippi General Improvement Bond, Series 2003 |
$20,000,000 |
Co-B |
| Apr-03 |
The Health, Educational and Housing Facility Board of the City of Memphis, Tennessee Revenue Refunding Bonds Series 2003 A & B (Memphis Towers Project) |
$6,000,000 |
IC |
| Apr-03 |
Shelby County, Tennessee Capital Outlay Extendible Municipal Commercial Paper Notes Series 2003A |
$134,000,000 |
IC |
| May-03 |
City of Memphis General Improvement Bonds Series 2003 |
$96,940,000 |
Co-B |
| Jun-03 |
The Health, Educational and Housing Facility Board of the City of Memphis, Tennessee Multifamily Housing Revenue Bonds Series 2003 (Chickasaw Place Apts. Project) |
$6,450,000 |
IC |
| Jun-03 |
The Health, Educational and Housing Facility Board of the City of Memphis, Tennessee Variable Rate Demand Bonds & Taxable Rate Demand Bonds 2003A & 2003B (Springdale Creek Apts Project) |
$5,800,000 |
IC |
| Jul-03 |
Memphis-Shelby County Airport Authority (Federal Express Corporation) Special Facilities Revenue Refunding Bonds, Series 2003 |
$45,000,000 |
U |
| Jul-03 |
The Health, Educational and Housing Facility Board of Shelby County, Tennessee (Memphis College of Art Project) Series 2003 |
$3,985,000 |
U |
| Dec-03 |
The Health, Educational and Housing Facility Board of the City of Memphis, Tennessee Multifamily Housing Revenue Bonds (Robinhood Park Apts. Project) Series 2003 |
$3,150,000 |
IC |
| Dec-03 |
City of Memphis - Memphis Light, Gas & Water Division Electric System Subordinate Revenue Bond Series 2003A & 2003B |
$1,392,170,000 |
Co-U |
| Dec-03 |
The Health, Educational and Housing Facility Board of the County of Shelby, Tennessee Residential Care Facility Mortgage Revenue Bonds (The Village at Germantown) Series 2003A, 2003B & 2003C |
$76,150,000 |
U |
| Feb-04 |
City of Memphis General Improvement Refunding Bonds, Series 2004 |
$34,160,000 |
U |
| Mar-04 |
The, Health, Educational and Housing Facility Board of the City of Memphis, Tennessee Variable Rate Demand Multifamily Housing Revenue Refunding Bonds (Watergrove Apartments Project) Series 2004 |
$36,045,000 |
IC |
| Mar-04 |
City of Jackson, Mississippi (Special Obligation Bonds, Series 2002) Interest Rate Swap Agreement With The Mississippi Development Bank Series 2004 |
$49,105,000 |
Co-SC |
| May-04 |
The Health, Educational and Housing Facility Board of the City of Memphis, Tennessee Variable Rate Demand Multifamily Housing Revenue Refunding Bonds (Brookside Apartments Project) Series 2004 |
$9,640,000 |
IC |
| Jun-04 |
City of Memphis Sanitary Sewerage System Revenue Bonds, Series 2004 |
$30,000,000 |
U |
| Aug-04 |
The Memphis and Shelby County Sports Authority, Inc. Revenue Bonds 2002 Series A (Memphis Arena Project) |
$113,325,000 |
Co-SC |
| Nov-04 |
City of Memphis General Improvement Bonds Series 2004 |
$125,000,000 |
Co-B |
| Dec-04 |
City of Memphis Memphis Center City Revenue Finance Corporation Taxable Revenue Bonds, Series 2004 (Peabody Place Garage Project Refinancing) |
$10,465,000 |
U |
| Dec-04 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds (Parkway Village Apartments Project) Series 2004 |
$10,000,000 |
IC |
| Mar-05 |
City of Memphis General Improvement Refunding Bonds Series 2005 |
$166,880,000 |
U |
| Jun-05 |
City of Memphis General Improvement Refunding Bonds Series 2005B |
$115,635,000 |
U |
| Jun-05 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds Taxable Multifamily Housing Revenue Bonds, Series 2005A & 2005B (Southwind Lakes Apts. Project) |
$12,100,000 |
IC |
| Aug-05 |
City of Jackson, Mississippi General Obligation Refunding Bonds Series 2005 |
$20,960,000 |
Co-B |
| Aug-05 |
City of Jackson, Mississippi Water and Sewer System Revenue Refunding Bonds, Series 2005 |
$27,180,000 |
Co-B |
| Sep-05 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds (Foxlair Apartments Project) Series 2005 |
$4,420,000 |
IC |
| Sep-05 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds (Prescott Place Apartments Project) Series 2005 |
$6,350,000 |
IC |
| Oct-05 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds (Tanglewood Apartments Project) Series 2005 |
$8,100,000 |
IC |
| Nov-05 |
County of Milwaukee, Wisconsin County of Milwaukee, Wisconsin General Obligation Refunding Bonds, Series 2005A |
$63,025,000 |
Co-B |
| Nov-05 |
County of Milwaukee, Wisconsin County of Milwaukee, Wisconsin General Obligation Corporate Purpose Bonds, Series 2005A |
$24,610,000 |
Co-B |
| Dec-05 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds Taxable Multifamily Housing Revenue Bonds (Alco Breezy Point Apartments Project) Series 2005A & 2005B |
$3,855,000 |
IC |
| Dec-05 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds Taxable Multifamily Housing Revenue Bonds (Alco Properties Apartment Project) Series 2005A & 2005B |
$2,830,000 |
IC |
| Dec-05 |
City of Memphis City of Memphis, Tennessee Sanitary Sewerage System Revenue Bonds Series 2005 |
$32,000,000 |
U |
| Dec-05 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds (Aspenwood Square Apartment Project) Series 2005 |
$4,040,000 |
IC |
| Dec-05 |
County of Milwaukee, Wisconsin County of Milwaukee, Wisconsin Airport Revenue Bonds and Airport Revenue Refunding Bonds, Series 2005A and 2005B |
$36,765,000 |
Co-B |
| Feb-06 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Refunding Bonds (Wesley Housing Corporation, Inc. Project) Series 2006 |
$7,000,000 |
IC |
| Feb-06 |
City of Memphis City of Memphis, Tennessee General Improvement Bonds, Series 2006A & General Improvement Refunding Bonds, Series 2006B |
$115,115,000 |
Co-B |
| Apr-06 |
The Health, Educational & Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds (Uptown Senior Housing Project) Series 2006 |
$4,000,000 |
IC |
| May-06 |
Hinds County, Mississippi Mississippi Development Bank Interest Rate Swap Agreement With RFCP Capital Services, LLC |
$7,445,000 |
Co-SC |
| Jun-06 |
City of Memphis General Obligation Commercial Paper |
$150,000,000 |
Co-B |
| Jul-06 |
The Health, Educational & Housing Facility Board of the County of Shelby, TN Variable Rate Demand Revenue Bonds (Memphis University School Project) Series 2006 |
$4,675,000 |
UC |
| Aug-06 |
The Health, Educational & Housing Facility Board of the County of Memphis, TN Variable Rate Demand Multifamily Housing Revenue Bonds & Variable Rate Demand Taxable Multifamily Housing Revenue Bonds (Ashland Lakes Apartments Project) Series 2006A & 2006B |
$12,000,000 |
IC |
| Aug-06 |
Milwaukee County, Wisconsin General Obligation Corporate Purpose Bonds, Series 2006A |
$31,595,000 |
Co-B |
| Sep-06 |
City of Memphis City of Memphis, Tennessee (Shelby County) Sanitary Sewerage System Revenue Refunding Bonds, Series 2006 |
$20,220,000 |
UC |
| Nov-06 |
County of Milwaukee, WI Milwaukee County, Wisconsin Airport Revenue Bonds, Series 2006A and Airport Revenue Refunding Bonds, series 2006B |
$30,685,000 |
Co-B |
| Dec-06 |
City of Memphis Light, Gas & Water Division The Tennessee Energy Acquisition Corporation Gas Project Revenue Bonds Series 2006C |
$1,060,220,000 |
UC |
| Dec-06 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds (Alco Properties Apartment Projects) Series 2006A and Taxable Multifamily Housing Revenue Bonds (Alco Properties Apartment Projects) Series 2006B [Rolling Hills] |
$7,620,000 |
IC |
| Dec-06 |
City of Memphis City of Memphis, Tennessee General Improvement Refunding Bonds Series 2006C |
$89,385,000 |
UC |
| Feb-07 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds TMG Memphis Apartment Projects Series 2007 A & B |
$21,840,000 |
IC |
| Feb-07 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds Summit Park Apartments Project Series 2007 |
$8,270,000 |
IC |
| Apr-07 |
Mphs-Shelby County Sports Authority, Inc. Vairiable Rate Demand Revenue Refunding Bonds 2007, Series A,B,C,& D |
$187,335,000 |
UC |
| May-07 |
City of Memphis General Improvement Bonds, Series 2007A |
$94,935,000 |
Co-B |
| Jun-07 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Multifamily Housing Revenue Bonds
(Lamar Crossing Apartments Project)
Series 2007 |
$8,100,000 |
IC |
| Sep-07 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Multifamily Mortgage Revenue Bonds
(Hillcrest Apartments Project)
Series 2007 |
$6,100,000 |
IC |
| Oct-07 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Variable Rate Demand Multifamily
Housing Revenue Refunding Bonds
(Watergrove Apartments Project)
Series 2004
|
$36,045,000 |
IC |
| Dec-07 |
City of Memphis City of Memphis, Tennessee
(Shelby County) Sanitary Sewerage
System Revenue Bonds Series 2007 |
$20,000,000 |
UC |
| Dec-07 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Multifamily Mortgage Revenue Bonds
(Hilldale Apartments Project)
Series 2007 |
$4,465,000 |
IC |
| Apr-08 |
Memphis Shelby County Airport Authority Airport Refunding Revenue Bonds, Series 2008A (Subject to AMT)
|
$90,375,000 |
UC |
| May-08 |
City of Memphis City of Memphis, Tennessee
General Improvement Bonds
Series 2008 |
$99,735,000 |
Co-B |
| May-08 |
The Health, Educational and Housing Facility Board of the City of Memphis, TN Variable Rate Demand Multifamily Housing Revenue Bonds (Ashland Lakes II Apartments Project) Series 2008A and Taxable Variable Rate Demand Multifamily Housing Revenue Bonds (Ashland Lakes II Apartments Project) Series 2008B |
$14,500,000 |
IC |
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